Sarbanes-Oxley Compliance Methodology

At Weaver and Tidwell, we understand the importance of focus, strategy and communication in performing assessments that are well planned, based on strategy, executable and measurable. We work closely with our clients to model services to fit the company's existing structure, process and staffing. We also understand the importance of communication and integrate it throughout every step of the process.

The following are key steps in the process of performing a risk assessment and assisting our clients with Sarbanes-Oxley Section 404 compliance solutions.

1. Preliminary Risk Assessment Engage management Identify business processes and risks Solicit management's concerns Define expectations		3. Evaluation of Controls Identify how management is controlling risks Identify business control processes Assess control environment Communicate and validate issues Define testing strategy
2. Strategy Development Develop a project plan Select a champion for the project Organize the committee/project team		4. Measurement of Effectiveness of Controls Execute test programs Evaluate transactions Analyze the results Conclude on sufficiency of control environment

SOX Lite for Private Companies

Resources

For more information about our internal audit services, contact:
Alyssa Martin, CPA, Partner, Risk Advisory Services at 972.448.6975.